Federal Pollution Enforcement Declines:
Details by Statute

Federal prosecutors working under President Bush charged significantly fewer defendants with violating the nation's pollution laws than they did during either of the four-year terms of former President Clinton, according to a unique new data base developed by the Transactional Records Access Clearinghouse (TRAC).


Here are the numbers.

During President Clinton's first four years in the White House (FY1993-1996) a total of 1,018 defendants were charged with breaking one of the dozens of laws relating to the handling of hazardous wastes and the reduction of air, water and other forms of pollution. In the second Clinton term the number of such defendants climbed to 1,161, a 14% increase. But in the FY 2001-2004 period under President Bush pollution filings declined by about 30 percent. (Because the current fiscal year has not yet ended, the counts in the fourth year of the Bush Administration are projected for part of FY 2004. See About the Data.)


Although criminal enforcement is only one way the government works to persuade the public to comply with the nation's laws, the data seem to conflict with the repeated statements of various officials in the Bush Administration. For example, late last year, as noted earlier in the first bulletin in this series, J.P. Suarez, then the assistant administrator for EPA Enforcement and Compliance, said the data showed that the government's enforcement effort "is not only alive and well, but it is thriving." More recently, EPA Administrator Mike Leavitt said his agency had a "strong and active criminal enforcement program..."

This bulletin is one in a series of short focused studies that the Transactional Records Access Clearinghouse (TRAC) is presenting to the American people that examine many different aspects of how the government has dealt with various kinds of environmental violations involving the protection of wildlife, maintaining the national forests and, in this case, the government's response to pollution problems involving water, air, the stratosphere and hazardous waste.

The documentation of how the government's priorities have shifted is based on very detailed case-by-case Justice Department information obtained by TRAC under the Freedom of Information Act.

While the government's overall pollution enforcement effort is definitely down, the new data base shows that for last 12 years the government's enforcement trends have somewhat varied, depending on the particular statute under examination.

  • In the pollution area, for example, the most frequently cited law for the whole period was 33 USC 1319, a water pollution statute. Focusing only on this law, prosecutors charged 207 defendants during the first four Clinton years and 319 in the second four, a 54% increase. During the Bush years the filings dropped by 28%.

  • For the most frequently cited hazardous waste management law, 42 USC 6982, filings increased by 13% from the first to the second Clinton terms but slipped by 39% in the period when Mr. Bush was president.

  • The administration-to-administration shifts in filings under the Air Pollution Prevention and Control Act, 42 USC 7413, were even more dramatic, jumping 139% from the first to the second Clinton terms and then dropping 41% under Mr. Bush.

  • A few environmental areas showed different trends. Prosecutions under Atomic Energy statutes were down across all three presidential administrations. In contrast, prosecutions for Title 49 offenses on the transport of hazardous wastes rose. Numbers of cases in these categories were, however, modest.

The table below provides statute-by-statute data about more than three dozen different pollution laws that the government cited in the last twelve years.


Criminal Prosecutions of Pollution Violations, FY 1993 - 2004*

Number Percent
Change
United States Code Title and Section Administration 1,018 -
All Pollution Charges 1993-1996
1997-2000 1,161 14
2001-2004 807 -30
07 USC 0136 - Environmental Pesticide Control 1993-1996 73 -
1997-2000 43 -41
2001-2004 26 -40
15 USC 2605-2646 - Toxic Substances 1993-1996 49 -
1997-2000 11 -78
2001-2004 27 145
33 USC 1311 - Effluent Limitations - Water Pollution 1993-1996 154 -
1997-2000 180 17
2001-2004 92 -49
33 USC 1317 - Toxic and Pretreatment Effluent Standards 1993-1996 52 -
1997-2000 63 21
2001-2004 27 -57
33 USC 1319 - Water Pollution - Enforcement 1993-1996 207 -
1997-2000 319 54
2001-2004 231 -28
42 USC 2201-2284 Atomic Energy Violations 1993-1996 16 -
1997-2000 3 -81
2001-2004 0 -100
42 USC 6928 - Hazardous Waste Management - Federal Enforcement 1993-1996 219 -
1997-2000 247 13
2001-2004 151 -39
42 USC 7412 - Nat'l Emission Standards Hazardous Air Pollutants 1993-1996 62 -
1997-2000 43 -31
2001-2004 45 5
42 USC 7413 - Air Pollution Prevention and Control - Fed strd 1993-1996 71 -
1997-2000 170 139
2001-2004 101 -41
42 USC 9603 - Notification Requirements Released Substances 1993-1996 37 -
1997-2000 15 -59
2001-2004 5 -67
Title 49 statutes (Hazardous Materials Transportation, etc.) 1993-1996 6 -
1997-2000 21 250
2001-2004 54 157
Other Title 33 statutes 1993-1996 58 -
1997-2000 42 -28
2001-2004 44 5
Other pollution statutes 1993-1996 14 -
1997-2000 4 -71
2001-2004 4 0

Note: last three quarters in FY 2004 are projected. See About the Data.