CITE

    15 USC Sec. 80a-47                                          01/05/2009

EXPCITE

    TITLE 15 - COMMERCE AND TRADE
    CHAPTER 2D - INVESTMENT COMPANIES AND ADVISERS
    SUBCHAPTER I - INVESTMENT COMPANIES

HEAD

    Sec. 80a-47. Violation of subchapter

STATUTE

    (a) Procurement
      It shall be unlawful for any person, directly or indirectly, to
    cause to be done any act or thing through or by means of any other
    person which it would be unlawful for such person to do under the
    provisions of this subchapter or any rule, regulation, or order
    thereunder.
    (b) Obstructing compliance
      It shall be unlawful for any person without just cause to hinder,
    delay, or obstruct the making, filing, or keeping of any
    information, document, report, record, or account required to be
    made, filed, or kept under any provision of this subchapter or any
    rule, regulation, or order thereunder.

SOURCE

    (Aug. 22, 1940, ch. 686, title I, Sec. 48, 54 Stat. 846.)