CITE
15 USC Sec. 78SECTIONS
Sec. 78a. Short title Sec. 78b. Necessity for regulation Sec. 78c. Definitions and application Sec. 78c-1. Swap agreements Sec. 78d. Securities and Exchange Commission Sec. 78d-1. Delegation of functions by Commission Sec. 78d-2. Transfer of functions with respect to assignment of personnel to chairman Sec. 78d-3. Appearance and practice before the Commission Sec. 78e. Transactions on unregistered exchanges Sec. 78f. National securities exchanges Sec. 78g. Margin requirements Sec. 78h. Restrictions on borrowing and lending by members, brokers, and dealers Sec. 78i. Manipulation of security prices Sec. 78j. Manipulative and deceptive devices Sec. 78j-1. Audit requirements Sec. 78k. Trading by members of exchanges, brokers, and dealers Sec. 78k-1. National market system for securities; securities information processors Sec. 78l. Registration requirements for securities Sec. 78l-1. Applications for unlisted trading privileges deemed filed under section 78l of this title Sec. 78m. Periodical and other reports Sec. 78n. Proxies Sec. 78o. Registration and regulation of brokers and dealers Sec. 78o-1. Brokers deemed to be registered Sec. 78o-2. Liabilities arising prior to amendment unaffected Sec. 78o-3. Registered securities associations Sec. 78o-4. Municipal securities Sec. 78o-5. Government securities brokers and dealers Sec. 78o-6. Securities analysts and research reports Sec. 78o-7. Registration of nationally recognized statistical rating organizations Sec. 78p. Directors, officers, and principal stockholders Sec. 78q. Records and reports Sec. 78q-1. National system for clearance and settlement of securities transactions Sec. 78q-2. Automated quotation systems for penny stocks Sec. 78r. Liability for misleading statements Sec. 78s. Registration, responsibilities, and oversight of self- regulatory organizations Sec. 78t. Liability of controlling persons and persons who aid and abet violations Sec. 78t-1. Liability to contemporaneous traders for insider trading Sec. 78u. Investigations and actions Sec. 78u-1. Civil penalties for insider trading Sec. 78u-2. Civil remedies in administrative proceedings Sec. 78u-3. Cease-and-desist proceedings Sec. 78u-4. Private securities litigation Sec. 78u-5. Application of safe harbor for forward-looking statements Sec. 78v. Hearings by Commission Sec. 78w. Rules, regulations, and orders; annual reports Sec. 78x. Public availability of information Sec. 78y. Court review of orders and rules Sec. 78z. Unlawful representations Sec. 78aa. Jurisdiction of offenses and suits Sec. 78aa-1. Special provision relating to statute of limitations on private causes of action Sec. 78bb. Effect on existing law Sec. 78cc. Validity of contracts Sec. 78dd. Foreign securities exchanges Sec. 78dd-1. Prohibited foreign trade practices by issuers Sec. 78dd-2. Prohibited foreign trade practices by domestic concerns Sec. 78dd-3. Prohibited foreign trade practices by persons other than issuers or domestic concerns Sec. 78ee. Transaction fees Sec. 78ff. Penalties Sec. 78gg. Separability Sec. 78hh. Effective date Sec. 78hh-1. Effective date of certain sections Sec. 78ii. Omitted Sec. 78jj. Repealed. Sec. 78kk. Authorization of appropriations Sec. 78ll. Requirements for the EDGAR system Sec. 78mm. General exemptive authority Sec. 78nn. Tennessee Valley Authority Sec. 78aaa. Short title Sec. 78bbb. Application of Securities Exchange Act of 1934 Sec. 78ccc. Securities Investor Protection Corporation Sec. 78ddd. SIPC Fund Sec. 78eee. Protection of customers Sec. 78fff. General provisions of a liquidation proceeding Sec. 78fff-1. Powers and duties of a trustee Sec. 78fff-2. Special provisions of a liquidation proceeding Sec. 78fff-3. SIPC advances Sec. 78fff-4. Direct payment procedure Sec. 78ggg. SEC functions Sec. 78hhh. Examining authority functions Sec. 78iii. Functions of self-regulatory organizations Sec. 78jjj. Prohibited acts Sec. 78kkk. Miscellaneous provisions Sec. 78lll. Definitions
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